Municipal Securities Rulemaking Board

Results: 1131



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611Finance / Self-regulatory organizations / 73rd United States Congress / United States Securities and Exchange Commission / Stock market / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Securities Exchange Act / Security / Financial economics / Financial system / United States securities law

Municipal Securities Rulemalung Board March 8, 2005 VIA HAND DELIVERY

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Source URL: www.sec.gov

Language: English - Date: 2005-03-14 13:54:56
612Financial markets / Self-regulatory organizations / Business / Financial regulation / Financial services / U.S. Securities and Exchange Commission / Broker-dealer / Municipal Securities Rulemaking Board / Securities market / Financial economics / Finance / Financial system

FINANCIAL INFORMATION FORUM 5 Hanover Square New York, New York 10004  [removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-06-17 12:30:10
613Financial system / Finance / United States Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board / Federal Rules of Civil Procedure / Securities regulation in the United States / Self-regulatory organizations / United States securities law / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]July 10, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2013-07-11 06:15:22
614Financial economics / Securities / Finance / Stock market / Municipal bond / Tower Amendment / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Financial regulation

MSRB Update Lynnette Kelly, Executive Director Municipal Securities Rulemaking Board NAHEFFA Spring Conference New Orleans, LA March 25, 2014

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Source URL: www.naheffa.com

Language: English - Date: 2014-03-31 16:09:30
615Municipal bond / Municipal Securities Rulemaking Board / Bond / Financial market / Build America Bonds / Income tax in the United States / Taxation in the United States / Government / Economics / Government bonds / Local government in the United States / Government debt

Not a Pretty Picture for Issuers by Mark Melio, Managing Partner – Melio & Company, LLC Municipal bond volume was down considerably in[removed]Overall volume fell 12.5% (or by $50 billion) to $334.6 billion. The most sig

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Source URL: www.naheffa.com

Language: English - Date: 2014-03-18 15:45:58
616Investment / Municipal Securities Rulemaking Board / Bonds / Municipal bond / High-yield debt / Government debt / Mortgage-backed security / Public finance / Electronic Municipal Market Access / Financial economics / Finance / United States housing bubble

2013 In Review - Changing Times by Barry Fick, Senior Vice President - Springsted Incorporated T he year 2013 will be remembered as the year the Great Recession concluded and an economic recovery began in earnest. The y

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Source URL: www.naheffa.com

Language: English - Date: 2013-12-20 12:57:06
617Financial regulation / Corporate crime / U.S. Securities and Exchange Commission / Finance / Municipal Securities Rulemaking Board / Securities Investor Protection Corporation / Registered representative / Fifth Amendment to the United States Constitution / Financial Industry Regulatory Authority / United States securities law / Self-regulatory organizations / Financial economics

KEYSTONE CAPITAL CORPORATION Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W.

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Source URL: www.sec.gov

Language: English - Date: 2005-03-10 13:05:57
618Corporate crime / U.S. Securities and Exchange Commission / Law / Securities Exchange Act / Financial system / Municipal Securities Rulemaking Board / Security / Regulatory capture / Financial Industry Regulatory Authority / United States securities law / Self-regulatory organizations / Financial regulation

Comments on s7[removed]and s7-40-04

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Source URL: www.sec.gov

Language: English - Date: 2005-03-09 09:25:03
619Financial regulation / Financial system / Financial Industry Regulatory Authority / Municipal Securities Rulemaking Board / Securities Exchange Act / Broker-dealer / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Registered Investment Advisor / United States securities law / Self-regulatory organizations / Financial economics

DRAFT Security-Based Swaps as Securities: Request for Permanent Exemptions Introduction Effective July 16, 2011, the Dodd-Frank Act amended the definition of security for purposes of the Securities Act of[removed]the “1

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Source URL: www.sec.gov

Language: English - Date: 2011-10-27 08:42:56
620Stock market / Rulemaking / Financial regulation / Business / Law / Transparency / Security / Securities market / Investor Protection and Securities Reform Act / Electronic Municipal Market Access / Self-regulatory organizations / Municipal Securities Rulemaking Board

MSRB Long Range Plan for Market Transparency Products San Francisco, CA July 24, 2012 Electronic Municipal Market Access

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Source URL: www.msrb.org

Language: English - Date: 2012-07-24 09:54:59
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